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Northeast Asia Cooperation Dialogue 4

Beijing, China, 8–10 January 1996


Meeting Report
Agenda
Participant List
MRM Study Project Participants
Principles Study Project Participants
IGCC Policy Paper 24: Northeast Asia Cooperation Dialogue 4

Meeting Report

The fourth meeting of the IGCC-founded multilateral Northeast Asia Cooperation Dialogue (NEACD), hosted by the China Institute of International Studies (CIIS), received a warm welcome in Beijing. In frank, informal discussions with foreign ministry, defense ministry, and military officials from China, Japan, South Korea, Russia, and the United States, academic experts explored prospects for security cooperation in the region.* Foreign policy and defense officials presented their perspectives on the Northeast Asian security situation, while another session explored the strategic role of energy in any future regional economic cooperation.

The meeting followed two NEACD study projects held in Tokyo and Beijing during November 1995, where one participant from each country closely examined two topics:

  1. Mutual reassurance measures (MRMs): Specific activities designed to promote trust and confidence among the governments, militaries, and societies of Northeast Asia; and
  2. Principles to guide relations among the states in Northeast Asia.

The MRM study project concluded that "MRMs are vital to the maintenance of peace and stability in a region that, while peaceful at present, has some uncertainties," suggesting that further study projects and parallel dialogues could become a part of the NEACD process. Dialogues on defense information sharing; arms control, export controls, and non-proliferation; communications networks; maritime safety and security; and natural disasters and emergency response would best be sponsored by appropriate expert organizations in the region, which NEACD participants can help identify. Conferences on economic issues and exchanges in non-security related areas also were endorsed as positive reassurance measures.

The principles study project reinforced the perspective that discussion of issues is often more valuable than concrete agreements in terms of improving understanding among countries. Two days of open, frank discussion regarding principles governing state-to-state relations in Northeast Asia provided ample opportunity to explore differences between nations. The study project participants were able to agree upon many standard principles, such as respect for sovereignty; free choice of political, cultural, and social systems; and a pledge to settle disputes peacefully. However, progressive principles such as promotion of cooperation on economic and transnational problems, and promotion of dialogue and information exchange on security matters were also endorsed. Discussed without agreement were statements of principles on human rights and the freedom of navigation of the seas, which helped participants understand why countries may disagree on these particular issues.

The two study projects presented their suggested options to the Beijing meeting. The participants, noting that MRMs are important to the maintenance of peace and stability and continued economic development in the region, agreed to the following general approach for MRMs in Northeast Asia:

  • MRMs must be broad and comprehensive in concept, but focused in application. Civilian as well as military participants should come together in dialogues and discuss non-security as well as security issues.
  • MRMs are aimed at improving state-to-state relations and expanding security and economic cooperation. MRMs will be pursued through discussions and be focused on increasing exchanges, promoting understanding, and eliminating misperceptions and hostility.
  • MRM dialogues will be held in light of the interest and needs of all the participants, starting with easy ones and proceeding in a step-by-step manner.

The participants also concluded that discussion of economic issues can help promote mutual understanding in Northeast Asia. In that spirit, the group decided to organize a workshop that focuses on Northeast Asia energy problems and their security implications in conjunction with the next Dialogue.

Participants determined that principles are important in building the confidence among nations for promoting cooperation in this region and decided to have further discussion of principles at the next meeting of the Dialogue.

As significant as the discussions was the support for the NEACD process demonstrated by the governments of the host country (China) and the other participating countries. The Chinese Ministry of Foreign Affairs coordinated with the hosts, CIIS, on a flawlessly organized meeting at the Capital Hotel in Beijing. Government participation from the five countries represented, collectively, the highest-level participation since the beginning of the NEACD process. Government participants included officials active in the nascent stages of cooperation in APEC and the ASEAN Regional Forum, as well as officials actively involved in negotiations with North Korea under the Framework Agreement with the Korean Energy Development Organization.

The NEACD is a collective effort on the part of all its participants. While IGCC serves as the secretariat, decisions are made by consensus of the group. Each of the countries in turn hosts the meetings. Prior to the Beijing session, Dialogues were held in La Jolla, California, in 1993; Tokyo, Japan, in 1994; and Moscow, Russia, in 1995. All Dialogue members are hopeful that North Korean representatives, who participated in the founding meeting of NEACD but have been absent since then, will attend the Beijing session. The next NEACD meeting will be held in Seoul, Republic of Korea, in September 1996, immediately followed by the NEACD energy workshop.
*Government officials attend as individuals, not as representatives of their respective governments.


Agenda

Monday, 8 January

9:00 Welcoming Remarks
  Zhou Xingbao (CIIS)
Ito Shinichi (NIRA)
Susan L. Shirk (IGCC)
9:10 National Perspectives on Northeast Asian Security
  Chair: Ahn Byung-joon
13:00 Study Project Report: Mutual Reassurance Measures
  Chair: Monji Kenjiro
15:10 Study Project Report: Principles Governing State-to-State Relations
  Chair: Chu Shulong
19:00 Dinner Party Hosted by Yang Chengxu, President, CIIS

Tuesday, 9 January

9:00 Military Perspectives on Northeast Asian Security
  Chair: Alexander Savelyev
13:00 Regional Economic Cooperation: Energy
  Chair: Ji Guoxing
Presenters: Ed Fei, Michael May, Suzuki Tatsujiro
  1) What are the security implications of nuclear fuel cycles in East Asia?
2) What are the security implications of increased energy and electricity consumption in Northeast Asia?
15:10 Conclusion/Future Plans/Chair's Summary
  Chair: Susan L. Shirk
19:00 Dinner

Wednesday, 10 January

9:00 Optional Tour of Great Wall and Beijing

Participant List

Japan

MR. MONJI KENJIRO
Director, National Security Policy Division Foreign
Policy Bureau Ministry of Foreign Affairs
MR. MORIMOTO SATOSHI
Senior Researcher, Center for Policy Research
Nomura Research Institute
MR. SHIMAUCHI TETSUYA
Senior Research Fellow Institute for
International Policy Studies
COL. TANAKA TATSUHIRO
Chief, Joint Staff Office Defense Agency
MR. YAMAZAKI RYUICHIRO
Deputy Director General Foreign Policy Bureau
Ministry of Foreign Affairs
MR. YANAGISAWA KYOJI
Deputy Director General, Defense Policy Div.
Bureau of Defense Policy Defense Agency

People's Republic of China

MR. CHU SHULONG
Deputy Director Division of North American Studies China
Institute of Contemporary Intl Relations
MS. FU YING
Counselor Asian Department
Ministry of Foreign Affairs
PROFESSOR JI GUOXING
Director, Asian-Pacific Dept.
Shanghai Institutefor International Studies
COL. QIAN LIHUA
Deputy Director Ministry of Defense
MR. ZHOU XINGBAO
Vice President China Institute of International Studies
COL. ZHU CHENGHU
Institute for Strategic Studies
National Defense University

Republic of Korea

PROFESSOR AHN BYUNG-JOON
Chair, Department of Political Science
College of Social Sciences Yonsei University
MR. CHOI BYUNG-HYO
Senior Coordinator for Security Affairs
Ministry of Foreign Affairs
DR. HYUN IN-TAEK
Assistant Professor Department of Political Science
Korea University
BRIGADIER GENERAL KIM PIL-SOO
Deputy Asst Chief of Staff for Policy Planning
Korea-US Combined Forces Command
MR. YEON SANG-MO
First Secretary, Korean Embassy
Beijing, China
MAJOR GENERAL YU BO SUN
Director, Arms Control Office
Ministry of National Defense

Russia

MR. VASSILI N. DOBROVOLSKI
Deputy Director, Second Asia Department Ministry of Foreign Affairs
COLONEL VICTOR N. KLADOV
Special Assistant, Deputy Chief of General Staff
Chief of Military Cooperation Department General Staff, Military Forces
DR. ALEXANDER SAVELYEV
V.P., Institute for National Security and Strategic Studies
Russian Academy of Sciences
COL. VICTOR TREGUBOV
Military Attache, Russian Embassy
Beijing, China

United States

BRIGADIER GENERAL MICHAEL BYRNES
Defense Attache, United States Embassy
Beijing, China
MAJOR GENERAL JOHN HALL
Director, International Security Affairs
Asia Pacific Office of the Secretary of Defense
MR. THOMAS HUBBARD
Deputy Asst. Secretary Bur. of East Asian and Pacific Affairs
Department of State
PROFESSOR ROBERT SCALAPINO
Robson Research Prof of Gov't Emeritus
Institute of East Asian Studies University of California, Berkeley
PROFESSOR SUSAN L. SHIRK
Director, IGCC
University of California
MR. JAMES STEINBERG
Chief of Policy Planning
Department of State

Presenters

DR. EDWARD T. FEI
Deputy Director for Policy Div. of Policy and Technical Analysis
Department of Energy Washington, DC, USA
DR. MICHAEL MAY
Co-Director Center for Intl Security and Arms Control
Stanford University
Palo Alto, CA, USA
PROFESSOR SUZUKI TATSUJIRO
Research Associate (Abe Fellow)
Center for Int'l Studies
Massachusetts Institute of Technology
Cambridge, MA, USA

Sponsoring Organizations

MR. CHENG QIZHEN
Senior Research Fellow
China Institute of International Studies Beijing, PRC
MS. FUKUSHIMA AKIKO
Senior Researcher, International Cooperation Department
National Institute for Research Advancement
Tokyo, Japan
MR. ITO SHINICHI
Director International Cooperation Department
National Institute for Research Advancement
Tokyo, Japan
PROFESSOR LEE SEO-HANG
Director General Security and Unification Studies
Instit. of Foreign Affairs and National Security
Seoul, Korea
MR. SHEN SHISBUN
China Institute of International Studies
Beijing, PRC
MR. MICHAEL STANKIEWICZ
Policy Researcher for Asia
IGCC
University of California San Diego, CA, USA
MS. SUZUKI MAYUMI
International Cooperation Department
National Institute for Research Advancement
Tokyo, Japan
MS. TONG XIAOLING
China Ministry of Foreign Affairs
Beijing, China
MR. WANG XIAOYU
China Ministry of Foreign Affairs
Beijing, China
MS. ZHU JUN
Assistant Research Fellow Asia-Pacific Region Research
China Institute of International Studies
Beijing, China

Mutual Reassurance Measures (MRM) Study Project

National Institute for Research Advancement (NIRA)
Tokyo, Japan, 18–19 November 1995

Hosted by: NIRA and the UC Institute on Global Conflict and Cooperation

List of Participants

Mr. Vassili DOBROVOLSKI
Deputy Director, Second Asia Department
Russian Ministry of Foreign Affairs
Smolenskaja Sennaya Ploschad 32/34
Moscow, Russia 121200
7-095-244-2820 (p), 7-095-230-2183 (fax)

Ms. FUKUSHIMA Akiko
International Cooperation Department
National Institute for Research Advancement
Tokyo, Japan

Dr. HYUN In-Taek
Department of Political Science
Korea University
5 KA-1, Anam-dong
Sungbuk-ku
Seoul, ROK 136-710
82-2-920-2151 (p), 82-2-923-2199 (fax)

Mr. ITO Shinichi
Director
International Cooperation Department
National Institute for Research Advancement
Tokyo, Japan

Prof. JI Guoxing
Director, Asian-Pacific Department
Shanghai Institute for International Studies
845-1 Julu Road
Shanghai, PRC 200040
86-21-247-1148 (p), 86-21-247-2272 (fax)

Mr. Allan JURY
Deputy Director
Regional Affairs and Security Policy
East Asian Bureau
United States Department of State
Washington, DC, USA 20520
1-202-736-7707 (p), 1-202-647-7388 (fax)
Mr. MONJI Kenjiro
Director, National Security Policy Division
Foreign Policy Bureau
Japanese Ministry of Foreign Affairs
Tokyo, Japan

Professor Susan L. SHIRK
Director
Institute on Global Conflict and Cooperation
University of California, San Diego
Mail Code 0518
La Jolla, CA, USA 92093-0518
1-619-534-5728 (p), 1-619-534-7655 (fax)

Prof. SATO Seizaburo
Institute for International Policy Studies
Sumitomo Hanzomon Bldg. 7F
3-16 Hayabusa-cho
Chiyoda-ku, Tokyo, Japan 102
81-3-322-0712 (p), 81-3-322-0710 (fax)

Mr. Michael STANKIEWICZ
Policy Researcher for Asia
Institute on Global Conflict and Cooperation
University of California
La Jolla, CA, USA

Ms. SUZUKI Mayumi
International Cooperation Department
National Institute for Research Advancement
Tokyo, Japan

Mr. ZHOU Xingbao
Vice President
China Institute of International Studies
3 Toutiao, Taijichang
Beijing, PRC 100005
86-10-512-3744 (p), 86-10-512-3744 (fax)

Principles Study Project

Chinese Institute of Contemporary and International Relations (CICIR)
Beijing, China, 20–21 November 1995

Hosted by: CICIR/Institute on Global Conflict and Cooperation

List of Participants

Prof. AHN Byung-joon
Chair, Department of Political Science
College of Social Sciences, Yonsei University
Sudaemun-ku, Shinchon-dong 134
Seoul, ROK 120-749
82-2-361-2945 (p), 82-2-363-5769 (fax)

Mr. CHU Shulong
Vice Director
Division of North American Studies
China Institute of Contemporary Intl Relations
A-2 Wanshousi, Haidian
Beijing, PRC 100081
86-10-841-8640 (p), 86-10-841-8641 (fax)

Professor Stephan HAGGARD
Acting Director
Institute on Global Conflict and Cooperation
University of California, San Diego
9500 Gilman Drive Dept 0518
La Jolla, CA 92093-0518, USA
1-619-534-5728 (p), 1-619-534-7655 (fax)

Dr. Konstantin SARKISOV
Head, Center for Japanese Studies
Vice Director, Institute of Oriental Studies
Russian Academy of Sciences
Rozdestvenka Str., 12
Moscow, Russia 103753
7-095-924-6692 (p), 7-095-975-2396 (fax)
Professor Robert SCALAPINO
Robson Research Prof. of Government Emeritus
Insitute of East Asian Studies
University of California, Berkeley
2223 Fulton Street, Suite 516
Berkeley, CA 94720, USA
1-510-643-5540 (p), 1-510-643-7062 (fax)

Mr. Michael STANKIEWICZ
Policy Researcher for Asia
Institute on Global Conflict and Cooperation
University of California, San Diego
9500 Gilman Drive Dept. 0518
La Jolla, CA, 92093-0518, USA
1-619-534-8599 (p), 1-619-534-7655 (fax)

Mr. TAKAHASHI Kunio
Director of Research Coordination
The Japan Institute of International Affairs
Kasumigaseki Bldg., 11F
3-2-5, Kasumigaseki, Chiyoda-Ku
Tokyo, Japan 100
81-3-3503-6625 (p), 81-3-3503-7186 (fax)

Mr. TAKATA Toshihisa
Director, National Security Policy Division
Foreign Policy Bureau
Ministry of Foreign Affairs
2-2-1, Kasumigaseki, Chiyoda-Ku
Tokyo, Japan 100
81-3-3581-2810 (p), 81-3-3593-8027 (fax)